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Regulatory compliance

AMFI Code of Conduct

The principles that govern Fundvaliz's professional conduct as an AMFI-registered Mutual Fund Distributor.

Last updated May 2026

About the code

The AMFI Code of Conduct for Mutual Fund Distributors (April 2022) establishes standards of professional behaviour, ethics and compliance that all AMFI-registered MFDs must follow. Fundvaliz is fully committed to every principle of this Code.

Read the full AMFI Code of Conduct at amfiindia.com

Key principles Fundvaliz upholds

1

Investor Interest First

Recommendations based on suitability, never on commission rates

2

Full Disclosure

All commissions, conflicts of interest and material information disclosed

3

No Mis-selling

No misleading claims, guaranteed return promises or false comparisons

4

Suitability Assessment

Risk profiling and suitability check before every recommendation

5

Grievance Redressal

Prompt complaint resolution with escalation path to AMFI and SEBI

6

SID/SAI/KIM Disclosure

Scheme documents provided before every investment transaction

7

Commission Transparency

Commission rates displayed on our Commission Disclosure page

8

No Rebating

No sharing or rebating of commissions to investors in any form

9

NISM Certification

Valid NISM Series V-A, V-D certification maintained by Mr. Rutvik Yogesh Pathak

10

Regulatory Compliance

Full compliance with all SEBI, AMFI and applicable regulations

Report a code violation

If you believe Fundvaliz has violated the AMFI Code of Conduct, you may report it to:

Disclaimer

FUNDVALIZ LLP, ARN-83867, initial registration 28 Feb 2012, valid 15 Nov 2026 to 14 Nov 2029, EUIN E078348, BSE Star MF member code 25318.
The Funds quoted are exemplary and not recommendatory. Mutual fund investments are subject to market risks. Please read the scheme information and other related documents carefully before investing. Past performance is not indicative of future returns. Please consider your specific investment requirements before choosing a fund, or designing a portfolio that suits your needs.

Copyright © 2026 Fundvaliz. All rights reserved. AMFI Registered Mutual Fund Distributor

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